Orders & execution

Market maker

A market maker is a firm that stands ready to quote prices to buy and sell an instrument, typically using its own capital to provide liquidity and facilitate trading.

What Market maker means

Market makers help create a tradable market by publishing or responding to bid and ask prices. In some markets they quote continuously; in others they provide liquidity more selectively. They may earn the spread or other fees, and they may trade as principal against client orders depending on the venue and business model.

Market makers can improve available liquidity and reduce the chance that a trader has no counterparty. At the same time, because they may be on the other side of a trade, their role is different from an agency-only router or exchange venue, so execution quality and conflicts should be understood clearly.

If the best bid in a security is 100.00 and the best ask is 100.05, a market maker may quote both sides and fill a customer buy at 100.05 while committing capital to the trade. In this simplified example, the market maker earns the spread if it later offsets the position.

Common questions

Does a market maker set the market price?+

No. It quotes prices within the prevailing market structure and may adjust them as conditions change.

Can a broker also be a market maker?+

Yes, in some markets and business models a firm can perform both roles.

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01SEC guide to broker-dealer registration02SEC investor guidance on trade execution03Schwab order routing and market maker description